As an investor, it can be difficult to know what legal recourse is available in the aftermath of securities fraud or broker negligence. At Crary Buchanan, we have served the Treasure Coast since 1927, and we can advise you of your legal rights. Our Port St. Lucie firm includes attorneys who are rated AV Preeminent® for legal and ethical excellence. When it comes to the complexities of securities arbitration, our extensive resources and knowledge can make all the difference in your case.
Discover if securities arbitration is right for you: Call (888) 899-8161 today!
A Port St. Lucie securities arbitration attorney could evaluate your case to determine the strength of your claim, as well as the amount of money you could be entitled to recover. These determinations and the entire process will be governed by the rules laid out by the Financial Industry Regulatory Authority (FINRA), an independent regulator of the securities industry. This agency oversees arbitrations for investors seeking compensation for a broker or financial advisor’s violation of FINRA regulations.
You could recover damages caused by violations such as:
If you are an investor who is pursuing securities arbitration, then you need to retain competent legal counsel. You can find the reputable and experienced representation you deserve at Crary Buchanan. Don’t hesitate to contact our Port St. Lucie firm today to learn more about your legal options!
To begin the arbitration process, you must first file a “Statement of Claim”. This will detail your case and the state the damages you are requesting. Then the other party, the respondent, will file a “Statement of Answer”, complete with their defense.
Then FINRA will appoint one arbitrator or a panel of three arbitrators to handle the claim, depending on the claim’s value. Either party can challenge the potential panel if necessary. Prior to the arbitration hearing, documents and information are exchanged. This allows each side to adequately prepare their case and proceed on schedule.
At the hearing, parties may have their legal representation and witnesses present. The process starts with the complainant presenting their case, and the respondent or their attorney can cross-examine the complainant. The respondent takes the floor next to provide a defense, and the complainant or their attorney can cross-examine.
After any final summaries, the arbitration hearing adjourns so the panel can reach an agreement on the award to be offered. The written settlement finalizes the securities arbitration process.
Our lawyers at Crary Buchanan understand the intricacies of the security arbitration process. For over 85 years, we have offered outstanding legal direction to wronged investors, and we are can provide the level of representation that makes a difference in your arbitration proceedings.
You can count on our professional team to stand by your side each step of the way. Contact a securities arbitration attorney at our firm to get started!
Our team of attorneys truly care about you and your family, not just the outcome of your case.
We are one of the oldest law firms on Florida’s Treasure Coast, and we value our long-standing relationships with clients.
Our attorneys consider it an honor to contribute their time and energy to improving our community, our government and the legal profession as a whole.
Our team of attorneys is made up of professionals who are experienced in handling all types of cases.
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